Workflows

Workflow

Works with

Steps

Schedules

Sessions

Gather evidence

AML, Alert

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Apply release tests

AML, Alert

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Draft dispositions

AML, Fraud, Sanctions

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Draft disposition

Alert, Sanctions hit

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Check device and login

Fraud

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Check payee

Fraud

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Screen customers and payments

Sanctions

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Compare identifiers

Sanctions, Sanctions hit

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Check cleared list

Sanctions hit

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Map fund flow

AML, Fraud, Referral

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2

Pull 12 months of activity

AML, Fraud, Referral

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2

Check prior SARs and 314(b)

AML, Fraud, Referral

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1

Draft narrative

AML, Fraud, Referral

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1

Pull activity vs. expected

EDD

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1

Check licenses and adverse media

EDD

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1

Draft rating

EDD, Due diligence

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2

Verify identity

Due diligence

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1

Check beneficial owners

Due diligence

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1

Pre-fill FinCEN SAR

SAR

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1

Validate against FinCEN rules

SAR

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1

Pull activity since the prior SAR

Continuing SAR

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1

Compare to the reported pattern

Continuing SAR

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1

Draft decision

Continuing SAR

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1

Aggregate cash

CTR

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Pre-fill FinCEN CTR

CTR

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Validate

CTR

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Pull 25 auto-clears

QC sample

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Re-run release tests

QC sample

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Download list

314(a)

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3

Search Core

314(a)

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3

Search Card processor

314(a)

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3

Search Loan origination

314(a)

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3

Search Online banking

314(a)

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3

Draft determinations

314(a)

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3

Draft response

314(a)

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3

Screen members and payments

Sanctions

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